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 | £75.00 FCA Compliance Courses Anti-bribery and anti-corruption legislation globally has existed for some time, though enforcement is becoming more aggressive. There is heightened regulatory focus on how insurers obtain and retain business within emerging markets where bribery... | ||||
 | £75.00 FCA Compliance Courses This course, aimed as an introductory overview for those working in FCA-regulated firms, helps recognise processes of money laundering and terrorism financing, identify laws and regulations making them illegal and specify the responsibilities of... | ||||
 | £75.00 FCA Compliance Courses In July 2022, the Financial Conduct Authority, or FCA, published a policy statement, with final rules, on its Consumer Duty initiative. This comprises a new principle, cross-cutting rules, and four outcomes for retail consumers.
The Consumer... | ||||
 | £75.00 FCA Compliance Courses Market abuse may arise in circumstances where financial market investors have been unreasonably disadvantaged, directly or indirectly, by others who: have used information which is not publicly available.
Description
An online e-learning... | ||||
 | £75.00 FCA Compliance Courses Description
This course provides an introduction to the Senior Managers and Certification Regime (SM&CR) Conduct Rules, which are a set of principles that govern the conduct of senior managers and certification staff in financial services... | ||||
 | £75.00 FCA Compliance Courses Description
This course provides an introduction to the principles of whistleblowing and how it applies in the UK.
The course covers a variety of topics, including:
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